“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
Attract compliance professionals to join your organization.
Contact the ACCP to add your job posting today!
Industy News
OSC proposes higher fees for big firms, lower costs for smaller market players
The Ontario Securities Commission (OSC) has released proposed amendments to its fee rules aimed at...
CSA Grants Temporary Exemption from Collecting Certain Personal Registration Data
The Canadian Securities Administrators (CSA) has issued a temporary blanket order that exempts...
CSA Releases CPIF Oversight Review Report
The Canadian Securities Administrators (CSA) published the Oversight Review Report of the Canadian...
Ontario Urged to Join CSA Passport System
The Portfolio Management Association of Canada (PMAC) and Canadian Securities Administrators’...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
Member
Login
Contact
Us
Financial Accounting Services provided by Wallington Chong LLP, Chartered Accountants.