“I recommend ACCP to any person or firm involved in Compliance in the Investment Fund area. This is a group dedicated to supporting compliance professionals by the sharing of information and experiences in respect of usual business, regulations, and regulators and more.”
– Member since 2004
Who are we
The Association of Canadian Compliance Professionals (ACCP) was founded in 2000 as a non-profit organization designed to assist financial services industry compliance professionals navigate an ever-changing regulatory landscape.
Our pan-Canadian membership base represents a cross-section of compliance individuals from mutual fund dealers, exempt market dealers, investment dealers, dual registered firms, firms that offer insurance and services, and others operating under the purview of the Canadian Investment Regulatory Organization (CIRO). CIRO was formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). We also welcome and benefit from our members working as industry service providers including legal, technology and independent consultants.
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Industy News
CIRO Seeks to Eliminate Dual Registration Model
The Canadian Investment Regulatory Organization (CIRO) has proposed ending its dual registration...
CIRO Issues Consolidated Dealer Rules for Comment
The Canadian Investment Regulatory Organization (CIRO) has released its proposed consolidated...
CIRO Publishes “InnovateSafe” Application Guidance for Firms
The Canadian Investment Regulatory Organization (CIRO) has released details of InnovateSafe, a new...
Quebec Expands CIRO’s Oversight of Mutual Fund Dealer Representatives
The Canadian Investment Regulatory organization (CIRO) will assume expanded regulatory authority...
The information contained on the Association of Canadian Compliance Professionals (“ACCP”) website is for general information purposes only and is the opinion of the writer(s). This information is not intended to provide specific personalized advice including, without limitation, investment, financial, legal, accounting or tax advice. We strongly recommend that you seek appropriate, qualified professional advice before acting or omitting to act based on any information provided on the ACCP website.
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