Who We Are

Founded in 2000, the Association of Canadian Compliance Professionals (“ACCP”) is an organization representing individuals who have chosen compliance as their career and who are dedicated to improving compliance operations within the mutual fund dealer community.

The ACCP, in partnership with the Investment Funds Institute of Canada (“IFIC”), are hosts of the ANNUAL COMPLIANCE FORUM. The 9th Forum received the most positive reviews ever, and here is a link to the available materials from that event https://www.ific.ca/Content/Content.aspx?id=2476

Planning is well underway for next year, so mark your calendars, we are very excited to be able to announce
the 10th Annual Compliance Forum is scheduled for

May 2nd, 2011
at the Sheraton Centre, Toronto
YOU WON’T WANT TO MISS IT!”


The ACCP operates chapters in British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, and Quebec and as of November 30, 2009, the ACCP had over 150 compliance professionals as active members across Canada.

For more information, contact us at info@complianceprofessionals.ca

2010 Meeting Schedule

A Membership List with contact information can be found in the Members Only Area.
 

Mandate

The mandate of the ACCP is to:

  • Promote professionalism amongst compliance professionals

  • Provide and sponsor educational programs

  • Alert members to important regulatory developments

  • Recommend best practices

  • Act as an advocate on compliance and regulatory matters
     

Regulatory Developments

Suitability:

Client Relationship Model:

Registration Reform:

Point of Sale Disclosure:

Proceeds of Crime (Money Laundering) Terrorist Financing Act

Do Not Call List

 

7th ANNUAL
COMPLIANCE FORUM

ACCP Board Members

Manny DaSilva,
Canfin Fiancial Group		 Co-Vice Chair
Gary Legault,
IPG Investment Corporation		 Vice-Chair
Cheryl Hamilton,
MGI Financial Inc.		 Secretary
Novlette Simpson,
B2B Trust		 Treasurer
Darlene Barker,
Desjardins Financial Security Investments Inc. 		BC Chapter Co-Director
Martha Kane,
Credential Asset Management		 BC Chapter Co-Director
Donna Dawson,
ATB Investment Services Inc.		 Alberta Chapter Director
Carol Krienke,
Partners in Planning Director		 Saskatchewan Chapter Director
Chris Hall,
Credential Asset Management Inc.		 Manitoba Chapter Co-Director
Sandra Shibata,
Investors Group Financial 		Manitoba Chapter Co-Director
Pierre St. Laurent,
AssetCounsel Inc.		 Quebec Chapter Director
Jeff Jackson,
Monarch Wealth Corporation		 General Officer
Richard Austin,
Bordon Ladner Gervais LLP		 General Officer

Executive Director

Sandra Kegie Executive Director


Should you access any link provided you will be leaving the ACCP website. The ACCP is not responsible for the information contained on any link.
 

Disclaimer -Click to read

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