/Welcome

/Our Mandate

The Association’s mandate is;

1.  To promote professionalism among dealer compliance officers within the mutual fund dealer community across Canada.
    

2. To promote harmonization of regulation within the dealer community, regulators and securities commissions.
    

3. To alert members to important regulatory developments and to offer interpretive and practical guidance.
    

4. To sponsor educational meetings that serve as forums for exchanging ideas and information.
    

5. To recommend best practices within the dealer community

/Who We Are

Since 2000, The Association of Canadian Compliance Professionals (ACCP) is an organization representing those who have chosen compliance as their career and who are dedicated to improving compliance operations within the mutual fund dealer community. Our mandate is to promote professionalism, education and regulatory harmonization. As of March 2007, the ACCP has 130 active compliance professionals with Chapters across Canada.

2008 Meeting Schedule

/Events

MARK YOUR CALENDARS – SEPTEMBER 29 30, 2008 – 3rd ANNUAL DEALER CONFERENCE

The Advisor Group with the Federation of Mutual Fund Dealers bring together 100 dealer senior management for a two day symposium to address issues that impact their business.


 

"It's not so much that we're afraid of change ,or so in love with the old ways, but it's that place in between that we fear . . . . It's like being between trapezes. It's Linus when his blanket is in the dryer. There's nothing to hold on to."
Marilyn Ferguson

 

2008 Executive

Effective January 1, 2008, the ACCP Executive is comprised of the following individuals:

Chair Kim Maggiacomo
Vice-Chair Cheryl Hamilton
Secretary/Treasurer Novlette Simpson
Past Chair Stephanie McManus
AB Regional Director Kathleen Laponsee & Donna Dawson
BC Regional Director Jacquie Zeglen
MB Regional Director Tom Vowell
QC Regional Director Pierre St. Laurent
SK Regional Director Terry Ford